Job Description

Are you someone with some compliance experience looking to develop your career in the finance industry?

Our client is seeking a dynamic and proactive individual to join a newly developed team as a Compliance Assistant.

Responsibilities include:

• Assisting with file/risk reviews and arranging with team members to identify and remediate any errors or discrepancies.
• Assisting with the maintenance/ updating/ developing/ enhancing of the policies and procedures following changes in laws, regulations and working practices.
• Maintaining a good understanding and knowledge of legislation and practices that may affect the business from a compliance perspective.
• Assisting with the preparation of regulatory filings and returns.

This is an exciting opportunity to work closely with the Head of Compliance and gain valuable experience in risk and compliance within the investment industry.

If you have a positive outlook, willingness to learn, and a desire for personal and professional growth this might be the role for you. 

For more information please get in touch by emailing Damian at info@firstcall.co.gg or calling 01481 714634