Job Description

Are you a part qualified ICA candidate eager to develop your career in a newly created position.

Our client – a wealth management group – is building a new compliance team and would now like to add a compliance assistant.

Responsibilities include:

• Assisting with file/risk reviews and arranging with team members to identify and remediate any errors or discrepancies.
• Assisting with the maintenance/ updating/ developing/ enhancing of the policies and procedures following changes in laws, regulations and working practices.
• Maintaining a good understanding and knowledge of legislation and practices that may affect the business from a compliance perspective.
• Assisting with the preparation of regulatory filings and returns.

You will be detail oriented, have strong analytical skills and excellent communication skills at all levels, together with the ability to work under pressure as part of a team or independently.

Should this exciting compliance opportunity look like your next career move then please get in touch with a copy of your current CV or give Marcel a call on 01481 714634.